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Bloomberg Vault is a software designed to help organizations manage, archive, and analyze electronic communications and data for compliance and risk management purposes. The software captures and preserves various types of communications, including emails, instant messages, and social media interactions, to support regulatory requirements and internal policies. It provides advanced tools for search, analytics, and reporting, enabling firms to monitor, review, and retrieve communications efficiently. Bloomberg Vault assists businesses in addressing challenges related to data governance, legal discovery, and operational transparency by supporting proactive supervision and policy enforcement across enterprise communications.
FIS Trading Compliance Manager is a software designed to help financial institutions monitor and manage trading compliance requirements. The software provides tools for real-time surveillance of trading activities, detection of rule violations, and monitoring for regulatory adherence. It supports the identification and review of potentially suspicious or non-compliant trades through automated alerts and configurable rules engines. FIS Trading Compliance Manager enables comprehensive reporting and audit trails to support investigation and documentation processes. The software aims to address challenges related to regulatory compliance, operational risk, and market abuse by helping organizations efficiently oversee trading practices and ensure conformity with applicable regulations.
Nasdaq Trade Surveillance is a software designed to monitor and analyze trading activities across multiple asset classes. The software provides tools for detecting patterns and potential market abuse, including insider trading and market manipulation. It automates surveillance processes and offers configurable alerting mechanisms to identify irregularities and non-compliant behavior in real time. The software supports compliance teams by facilitating investigations, enhancing reporting capabilities, and helping to meet regulatory requirements. By offering surveillance across global markets, it addresses the need for firms to ensure adherence to trading regulations while streamlining the identification and management of suspicious trading behaviors.
Nice Actimize is a software designed to support financial institutions in mitigating financial crime, managing risk, and ensuring regulatory compliance. The software offers functionalities such as anti-money laundering, fraud detection, and trade surveillance which enable organizations to monitor and analyze transactions, identify suspicious behaviors, and comply with global finance regulations. Nice Actimize helps streamline investigation processes by providing automation and advanced analytics, facilitating case management, and improving overall efficiency in risk assessment for banks and financial entities. This software addresses the business problem of financial crime and regulatory obligations by centralizing prevention, detection, and reporting in one platform.
OneTick is a software platform designed for time series data management and analytics, primarily utilized in financial services for processing, storing, and analyzing large volumes of historical and real-time data. The software supports a wide range of data types and market sources, and offers capabilities for tick data capture, normalization, aggregation, and querying. Users can develop custom analytics, backtesting strategies, and reporting functions. OneTick addresses business problems such as market surveillance, quantitative research, regulatory compliance, and risk management by delivering a centralized solution for high-speed data querying and storage, enabling organizations to handle complex analytical workloads efficiently.
Scila Surveillance is a software designed to support monitoring and analysis of financial trading activities in markets. The software provides automated detection and investigation features for market abuse, irregular trading patterns, and compliance with relevant regulations. It enables financial institutions and trading venues to manage large volumes of transaction data and identify potentially suspicious behavior. Through configurable alerts and integrated analytical tools, the software assists organizations in streamlining their surveillance workflows and addressing regulatory requirements for market integrity. Scila Surveillance is built to deliver flexible reporting and facilitate transparent processes in trading supervision environments.
SteelEye Data Platform is a software designed to support financial firms in managing, archiving, and analyzing trade and communications data. The software enables users to capture and store a wide range of data including trade, order, market data, and voice or electronic communications in a secure environment. It offers tools for regulatory compliance, such as automated reporting and surveillance functionalities, assisting organizations in meeting oversight requirements. The software provides search, retrieval, and analytics features to facilitate investigations, monitoring, and insight generation across multiple asset classes and sources, helping businesses address compliance, data management, and operational risk challenges within regulated environments.
TZTS is a dynamic and highly configurable trade surveillance tool. Powered by machine learning and behavioural analytics, it automatically monitors your trades, identifies suspicious behaviour, and provides evidence of market manipulation and insider dealing market abuse typologies.
Reports generated from the platform will satisfy the reporting requirements of all major international regulators, including the FCA / EU (MAR) / SEC / CFTC / MAS and other NCA designated agencies' market manipulation and insider dealing market abuse typologies.
TZTS has been designed to offer firms a dynamic trade surveillance system that adapts to organisational and environmental change. Customisable implementation options, regular updates and dynamic parameter testing means that TZTS is a flexible and feature-rich trade surveillance solution for firms of any size.
Validus is a software designed to provide trade surveillance and risk monitoring across financial markets. The software enables detection of market manipulation, abusive trading patterns, and policy violations through analytics and automated alerts. It offers features such as real-time monitoring, customizable rules engines, case management workflow, and advanced data visualization capabilities, allowing compliance teams to review and investigate flagged incidents efficiently. Validus supports diverse asset classes and is built to assist financial institutions in aligning with regulatory requirements while handling large volumes of data from multiple sources. The software aims to support organizations in maintaining market integrity and managing compliance risk.
ZagTrader is an institutional-grade, multi-asset trading and investment platform designed for brokers, banks, and financial institutions operating across global markets.
It features a full OMS/EMS, real-time risk management, portfolio management, back-office operations, and integrated settlement and custody workflows. ZagTrader connects directly to exchanges, liquidity venues, banks, and prime brokers through FIX, APIs, and market-specific protocols, enabling seamless trade execution and post-trade processing.
ZagTrader offers comprehensive brokerage tools, corporate actions automation, reconciliation, and institutional-grade digital asset trading and custody integrations, delivering an end-to-end solution for modern capital market institutions.
The platform is also available through Zag FN, a fully managed SaaS environment that delivers the same institutional-grade capabilities with cloud hosting, continuous updates, and rapid deployment.
Trade Surveillance Software is designed to monitor, identify and prevent market manipulation, fraud, and other unethical trading activities within financial markets. It generates alerts for further investigation, enabling firms to take timely action against potential threats. It utilizes advanced algorithms, real-time data analysis, and pattern recognition to ensure compliance with regulatory standards. Overall, trade surveillance software plays a crucial role in safeguarding the financial markets, promoting transparency, and fostering trust among market participants.
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